Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Sussman is a financial advisor with LPL Financial LLC. Paul has been in the financial industry since 2005. Paul is a licensed investment advisor representative (IAR) and has passed the Series 7, Series 63, and Series 24 exams. Paul has previously worked at Raymond James Financial Services, Inc., Wells Fargo Advisors Financial Network, LLC, Waddell & Reed, Inc., and Northwestern Mutual Investment Services, LLC. Paul is based in Boulder, CO, and has a specialization in retirement planning, investment planning, estate planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/27/2023 - Present
LPL Financial LLC (BOULDER CO)
CO
04/16/2019 - 10/24/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOULDER CO)
CO
03/21/2019 - 04/18/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BOULDER CO)
CO
03/01/2012 - 03/20/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BOULDER CO)
CO
08/17/2007 - 03/12/2012
WADDELL & REED, INC. (BOULDER CO)
CO
11/11/2005 - 07/17/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOULDER CO)
IA
Issued 06/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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