Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stendig is an experienced financial professional with over 30 years of experience in the financial services industry. Paul is currently registered with Oppenheimer & Co. Inc. in New York, NY. Previously, Paul was also registered with RBS Securities Inc. in Greenwich, CT, J.P. Morgan Securities Inc. in New York, NY, HSBC Securities (USA) Inc. in New York City, NY, Barclays Capital Inc. in New York, NY, SBC Warburg, Inc. in New York, NY, The Saratoga Group in Saratoga Springs, NY, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Paul has a strong track record of success in providing financial guidance to a wide range of clients, including individuals, businesses, and institutions. Paul has earned a number of professional designations and holds licenses in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/29/2009 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
03/13/2006 - 04/27/2009
RBS SECURITIES INC. (GREENWICH CT)
NY
06/02/2003 - 01/27/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/09/2001 - 06/13/2003
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/03/1997 - 05/10/2001
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/31/1996 - 08/20/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
01/28/1993 - 01/21/1994
THE SARATOGA GROUP (SARATOGA SPRINGS NY)
NA
07/30/1990 - 03/13/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
10/07/1986 - 03/13/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/23/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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