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Paul David Shuff

Northwestern Mutual Investment Services, LLC

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About Paul David Shuff

Paul David Shuff is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC in SAINT LOUIS, MO. Paul has been in the financial services industry since February 14, 2007. Paul is licensed in 16 states and is a member of the Governing Board of the Missouri Athletic Club. Paul has a total of 5 securities licenses and a series 66 license. Paul has experience working with clients from a variety of backgrounds, including individuals, high-net-worth individuals, corporations, and banking or thrift institutions. Paul is a highly experienced and knowledgeable advisor with a deep understanding of the financial markets. Paul is dedicated to helping clients achieve their financial goals and is committed to providing them with the highest level of service.

Firm Information

Paul Shuff is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Paul Shuff’s Registration & Firm History

MO

07/17/2014 - Present

Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)

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Licenses & Designations

BOTH

Issued 07/15/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 02/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul David Shuff.
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