Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Richards is a financial advisor with over 27 years of experience in the industry. Paul currently works at Jonestrading, a firm that is based in Miami Beach, FL. Paul has a broad range of experience in the financial services industry, with previous roles at Cantor Fitzgerald & Co., and Cantor Fitzgerald Securities. Paul holds several licenses including Series 7, Series 24, Series 55, Series 57TO, and SIE. Paul is registered in 16 states including California, Colorado, Connecticut, Florida, Illinois, Indiana, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/14/2000 - Present
Jonestrading (MIAMI BEACH FL)
NY
06/12/1996 - 04/06/2000
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/28/1995 - 06/24/1996
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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