Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Keller is a financial advisor with over 25 years of experience in the financial services industry. Paul is currently registered with Oppenheimer & Co. Inc. Paul has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., First Union Brokerage Services, Inc., FISERV INVESTOR SERVICES, INC., CAPITAL ANALYSTS, INCORPORATED, JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY and L.C. WEGARD & CO., INC. Paul holds licenses in Series 63, 66, 7, 9, 10, 6TO, SIE, and 99TO and has a strong track record of providing financial advice to individuals, businesses and families. Paul focuses on providing financial planning, portfolio management and other investment related services. Paul specializes in securities, mutual funds, variable annuities and other investment products. Paul is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
06/26/2024 - Present
Oppenheimer & Co. Inc. (JENKINTOWN PA)
NJ
12/17/2021 - 06/20/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
10/16/2009 - 02/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
01/05/2009 - 05/13/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/23/2000 - 01/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
01/14/1999 - 03/22/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TX
04/21/1998 - 10/01/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
OH
05/21/1997 - 04/28/1998
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MA
09/27/1994 - 03/19/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/27/1994 - 03/19/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
09/20/1993 - 10/28/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 11/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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