Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Gaschen is a financial advisor with Cadaret, Grant & Co., Inc. based in Lubbock, Texas. Paul has been in the industry since 1992 and is registered with the state of Texas and FINRA. He holds a Series 6, 7, 24, 26, 51, 63, and 65 licenses. Paul is a Chartered Financial Consultant and also specializes in financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/31/2023 - Present
Cadaret, Grant & CO., Inc. (Lubbock TX)
TX
01/01/2004 - 11/01/2023
CETERA ADVISORS LLC (LUBBOCK TX)
GA
05/16/2000 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
02/01/2000 - 05/31/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/10/1992 - 01/20/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/10/1992 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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