Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Garnock is a financial professional with over 18 years of experience in the financial services industry. Paul is currently registered with HAP Trading, LLC. Paul has previously worked with Susquehanna Securities, Susquehanna Investment Group, TMT East LLC and SIG Specialists, Inc. Paul holds the Series 57TO, SIE and Series 56 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2017 - Present
HAP Trading, LLC (NEW YORK NY)
IL
08/27/2012 - 06/30/2017
TMT EAST LLC (CHICAGO IL)
IL
05/16/2008 - 01/03/2012
TMT EAST LLC (CHICAGO IL)
PA
11/12/2004 - 05/15/2008
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
09/26/2003 - 05/15/2008
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
NY
08/11/2005 - 09/22/2005
SIG SPECIALISTS, INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2015
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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