Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul David Cockman is a financial advisor with over 35 years of experience in the industry. Paul is registered with Wells Fargo Advisors Financial Network, LLC. Paul is a registered representative of the firm and is licensed to provide investment advisory services in Florida, Illinois, Missouri and North Carolina. Paul has a diverse background and has held previous roles with LPL Financial LLC, J.J.B. Hilliard, W.L. Lyons, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Dean Witter Reynolds Inc. and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/12/2022 - Present
Wells Fargo Advisors Financial Network, LLC (Clearwater FL)
FL
11/21/2017 - 10/24/2022
LPL FINANCIAL LLC (CLEARWATER FL)
MO
09/25/2008 - 12/13/2017
J.J.B. HILLIARD, W.L. LYONS, LLC (ST PETERS MO)
MO
01/01/2008 - 10/01/2008
WACHOVIA SECURITIES, LLC (ST. PETERS MO)
MO
04/02/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. PETERS MO)
NY
03/25/1988 - 04/18/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/19/1986 - 04/19/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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