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Paul David Chambers

Barclays Capital Inc.

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About Paul David Chambers

Paul David Chambers is a financial advisor with over 15 years of experience in the industry. Paul has worked for Barclays Capital Inc. since 2015, and previously held positions at Seaport Global Securities LLC, Nomura Securities International, Inc., UBS Warburg LLC and Lehman Brothers Inc. Paul is registered to provide securities services in all 50 states.

Firm Information

Paul Chambers is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Chambers’s Registration & Firm History

TX

08/14/2015 - Present

Barclays Capital Inc. (HOUSTON TX)

TX

03/10/2015 - 07/13/2015

SEAPORT GLOBAL SECURITIES LLC (HOUSTON TX)

NY

12/13/2012 - 01/08/2015

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

11/16/1999 - 12/31/2000

UBS WARBURG LLC (NEW YORK NY)

NY

05/23/1997 - 05/10/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

LA

03/14/1995 - 03/13/1997

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 12/21/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul David Chambers.
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