Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul David Brown is an active investment advisor representative with LPL Financial LLC. Paul has been in the industry since 2013 and is registered with the state of New York and the Financial Industry Regulatory Authority (FINRA). Paul has experience with Key Investment Services LLC, Citizens Securities, Inc., and M&T Securities, Inc. Paul provides a variety of services including financial planning, consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/26/2023 - Present
LPL Financial LLC (ALBANY NY)
NY
07/15/2019 - 09/25/2020
KEY INVESTMENT SERVICES LLC (ITHACA NY)
MA
12/23/2015 - 05/13/2019
CITIZENS SECURITIES, INC. (MEDFORD MA)
NY
04/08/2015 - 12/01/2015
M&T SECURITIES, INC. (PAINTED POST NY)
NY
09/10/2013 - 06/26/2014
FIRST INVESTORS CORPORATION (ENDICOTT NY)
NY
04/16/2013 - 07/16/2013
FIRST INVESTORS CORPORATION (ENDICOTT NY)
NY
01/05/2012 - 03/25/2013
EDWARD JONES (DEWITT NY)
BOTH
Issued 01/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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