Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bray is a financial professional with over 24 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC and has held prior positions at firms such as American Enterprise Investment Services Inc. and Ameriprise Financial Services, Inc. Paul has earned several licenses and designations throughout their career, demonstrating their commitment to professional development. Paul specializes in providing investment advisory services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/12/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MN
12/15/2015 - 02/22/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
02/13/2015 - 02/22/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NY
09/12/2013 - 01/14/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/05/2013 - 08/25/2014
MORGAN STANLEY (NEW YORK NY)
NY
10/17/2011 - 06/11/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NJ
04/15/2008 - 08/01/2011
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
NY
12/12/2008 - 03/02/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/06/2006 - 04/29/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/10/2006 - 09/14/2006
HOLD BROTHERS EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
07/07/2005 - 09/11/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
NY
06/24/2003 - 07/01/2005
CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)
NJ
11/19/2001 - 07/01/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
08/27/1998 - 11/19/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
08/22/1997 - 08/28/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/22/1997 - 07/24/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
OK
06/28/1996 - 06/13/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2006
Series 14 - Compliance Officer Examination
BC
Issued 08/29/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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