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Paul David Baker

Mesirow Financial, Inc.

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About Paul David Baker

Paul Baker is a financial advisor based in Chicago, Illinois. Paul has been active in the financial industry since 1990 and currently works at Mesirow Financial, Inc. Paul has been with Mesirow Financial, Inc. since 2009. Previously, Paul worked at BEAR, STEARNS & CO. INC. from 1989 to 2008. Paul holds a Series 63, Series 7, and SIE licenses. Paul is registered to conduct business in Florida, Illinois, Michigan, New York, Texas, and Wisconsin.

Firm Information

Paul Baker is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Baker’s Registration & Firm History

IL

03/12/2009 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

12/21/1989 - 06/09/2008

BEAR, STEARNS & CO. INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul David Baker.
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