Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Woolfrey is an investment advisor representative with Ameriprise Financial Services, LLC. Paul has been in the financial services industry for over 30 years and has a strong background in providing investment advice to individuals, families, and businesses. Paul is registered with the Securities and Exchange Commission (SEC) and is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/01/2022 - Present
Ameriprise Financial Services, LLC (EDINA MN)
MN
11/06/2018 - 11/02/2022
SECURITIES AMERICA, INC. (MINNETONKA MN)
MN
11/28/2011 - 11/27/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (MINNETONKA MN)
MN
04/06/2004 - 11/28/2011
SAMMONS SECURITIES COMPANY, LLC (MINNETONKA MN)
NY
02/19/1999 - 04/16/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
05/01/1995 - 02/08/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NY
07/31/1993 - 05/04/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Woolfrey is the right advisor for you? Invested Better is here to help.
