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Paul Daniel Spriggs

Invesco Distributors, Inc.

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About Paul Daniel Spriggs

Paul Spriggs is a financial advisor registered with Invesco Distributors, Inc. and has been in the industry since 1997. Paul is licensed to provide financial advice in Georgia. Paul is also qualified to sell investment company products and variable contracts.

Firm Information

Paul Spriggs is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Spriggs’s Registration & Firm History

GA

12/07/2007 - Present

Invesco Distributors, Inc. (ATLANTA GA)

GA

07/15/2005 - 12/07/2007

AT INVESTOR SERVICES, INC. (ATLANTA GA)

GA

05/30/2002 - 07/15/2005

AMVESCAP SERVICES, INC. (ATLANTA GA)

MA

06/21/2000 - 07/18/2001

LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)

MA

05/20/1999 - 06/26/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

11/20/1996 - 05/21/1999

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

05/22/1996 - 11/12/1996

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Daniel Spriggs.
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