Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Penzel is a financial advisor with over 38 years of experience in the financial industry. Paul has a strong background in investment management and financial planning. Paul is currently registered with Osaic Wealth, Inc. and has previously been registered with Securities America, Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul has earned the Certified Financial Planner designation and has passed several securities exams, including the Series 7, Series 24, and Series 63. Paul's expertise includes portfolio management, financial planning, and pension consulting. Paul provides financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/14/2024 - Present
Osaic Wealth, Inc. (FLUSHING MI)
MI
05/13/1999 - 06/14/2024
SECURITIES AMERICA, INC. (FLUSHING MI)
NY
07/31/1993 - 05/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/18/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/23/1985 - 11/18/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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