Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Comcowich is an investment advisor with RBC Capital Markets, LLC. Paul has been in the industry since 1995. Paul has experience in managing investments for individuals, businesses, and pooled investment vehicles. Paul has held prior roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, Charles Schwab & Co., Inc., and Janus Distributors, Inc. Paul is registered with FINRA and is a registered investment advisor in Nevada and Texas. Paul is also a member of the Harrison 601 LLC and The Leadville Manhattan Project LLC, both based in Leadville, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
10/16/2019 - Present
RBC Capital Markets, LLC (RENO NV)
NV
10/23/2009 - 10/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RENO NV)
NV
05/27/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RENO NV)
NV
05/29/2007 - 06/09/2008
CITIGROUP GLOBAL MARKETS INC. (RENO NV)
NY
08/28/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
11/11/1998 - 08/18/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/16/1997 - 07/17/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
09/12/1996 - 12/04/1996
JANUS DISTRIBUTORS, INC. (DENVER CO)
NY
04/06/1993 - 06/15/1995
GABELLI & COMPANY, INC. (RYE NY)
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Comcowich is the right advisor for you? Invested Better is here to help.
