Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Brick has been in the financial industry since 2000. Paul is currently registered as a Registered Investment Advisor with Edelman Financial Engines in Virginia. Paul has worked at several firms, including EF Legacy Securities, LLC, Sanders Morris Harris LLC, Geneos Wealth Management, Inc., 1st Global Capital Corp., Wachovia Securities, LLC, Waypoint Brokerage Services, and Salomon Smith Barney Inc. Paul is a Series 63, 65, 66 and 7 licensed professional. Paul's specializations include retirement planning, education planning, estate planning, business succession planning, and insurance planning. Paul has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
VA
11/01/2018 - Present
Edelman Financial Engines (ASHBURN VA)
VA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (ASHBURN VA)
VA
02/07/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (ASHBURN VA)
PA
07/01/2008 - 12/31/2008
GENEOS WEALTH MANAGEMENT, INC. (YORK PA)
PA
08/29/2005 - 07/01/2008
1ST GLOBAL CAPITAL CORP. (YORK PA)
MO
05/02/2005 - 08/08/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
PA
07/11/2002 - 05/16/2005
WAYPOINT BROKERAGE SERVICES (YORK PA)
NY
07/20/2000 - 07/05/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/19/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Paul Brick is the right advisor for you? Invested Better is here to help.
