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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Schmidt is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the financial industry since 1989. Paul has a wide range of experience, including serving as a registered representative for Quick & Reilly, Inc., Fleet Enterprises, Inc., and First Investors Corporation. Paul has also worked as a financial advisor for Bank of America, N.A. Paul has a proven track record of success in the financial services industry and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STATEN ISLAND NY)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BROOKLYN NY)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/16/1999 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
09/08/1992 - 09/15/1999
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
01/10/1997 - 04/06/1999
FIS SECURITIES, INC. (BOSTON MA)
NJ
12/01/1989 - 08/11/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 07/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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