Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Rogers is a financial professional with over 17 years of experience in the industry. Paul is currently registered with Robinhood Financial, LLC in Texas. Paul is a registered representative with FINRA, a Series 6, 7 and 63 licensed professional, and has passed the SIE exam. Paul also holds a Series 65 license. Paul has previously worked with VANGUARD MARKETING CORPORATION, M1 FINANCE LLC, DESTRA CAPITAL INVESTMENTS LLC, NORTHERN TRUST SECURITIES, INC., LASALLE FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES and WADDELL & REED, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/05/2024 - Present
Robinhood Financial, LLC (Westlake TX)
TX
09/27/2022 - 12/07/2023
VANGUARD MARKETING CORPORATION (Plano TX)
IL
09/16/2021 - 05/25/2022
M1 FINANCE LLC (CHICAGO IL)
IL
08/22/2016 - 09/09/2021
DESTRA CAPITAL INVESTMENTS LLC (Chicago IL)
IL
05/19/2015 - 08/01/2016
DESTRA CAPITAL INVESTMENTS LLC (Chicago IL)
IL
04/28/2008 - 06/16/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
06/01/2006 - 01/26/2007
LASALLE FINANCIAL SERVICES, INC. (NORTHBROOK IL)
NY
11/04/2004 - 01/18/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
KS
10/22/2002 - 02/03/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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