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Paul D Pedroncelli

Fidelity Brokerage Services LLC

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About Paul D Pedroncelli

Paul Pedroncelli is a financial advisor with Fidelity Brokerage Services LLC, registered in 53 states. Paul has been in the financial services industry since March 27, 2005. Paul is a licensed Series 6, 7, and 63 representative. Paul has previously worked for VOYA FINANCIAL PARTNERS, LLC and ING FINANCIAL ADVISERS, LLC.

Firm Information

Paul Pedroncelli is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Pedroncelli’s Registration & Firm History

KY

01/06/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

CT

02/28/2007 - 08/25/2021

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

03/07/2001 - 11/26/2002

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

NJ

02/17/2000 - 09/08/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Paul D Pedroncelli. Review regulatory record here.
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