Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Crosby Smith is a financial advisor at LPL Financial LLC with over 24 years of experience in the financial industry. Paul is registered with FINRA as a registered representative (Series 7), general securities representative (Series 6), and investment company/variable contracts representative (Series 6). Paul is also registered with the states of Arizona, California, Florida, Oregon, Texas, and Utah. Paul has a broad range of experience in providing financial advice to individuals, businesses, and other entities. Paul also specializes in providing financial advice to charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/05/2019 - Present
LPL Financial LLC (SAN BERNARDINO CA)
CA
03/02/2005 - 01/29/2010
LPL FINANCIAL CORPORATION (SAN BERNARDINO CA)
CA
01/01/1999 - 03/02/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
10/21/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
BOTH
Issued 11/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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