Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Cohen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Chicago, IL. Paul has been in the financial services industry since 2006. Paul has experience providing financial advice to individuals, businesses, and institutions. Paul holds licenses to provide investment advice in a number of states. Paul has passed the Series 7, Series 9, Series 10, and Series 66 exams. Paul has been with Merrill Lynch since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/14/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
NJ
10/20/2006 - 06/12/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
BOTH
Issued 08/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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