Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Tanner is an investment advisor representative registered with Las Olas Capital Advisors, LLC. Paul has over 38 years of experience in the industry, specializing in corporate advising, investment banking advice, financial planning, portfolio management, and selection of other advisors. Paul has worked for several firms, including UBS Financial Services Inc., Lehman Brothers Inc., and Morgan Stanley DW Inc. Paul holds Series 7, 8, 31, 53, 63, and 65 securities licenses and is currently registered in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Corporate advising; investment banking advice; non-transactional advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
06/10/2017 - Present
LAS Olas Capital Advisors, LLC (FORT LAUDERDALE FL)
FL
08/03/2015 - 05/02/2017
CAPITAL GUARDIAN, LLC (ft lauderdale FL)
FL
05/15/2008 - 08/11/2015
UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)
FL
05/28/2004 - 05/12/2008
LEHMAN BROTHERS INC. (PALM BEACH FL)
NY
02/27/1995 - 06/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
12/13/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
TN
11/16/1987 - 12/21/1989
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
11/20/1985 - 10/27/1987
FIRST LAUDERDALE SECURITIES, INC.
NA
06/22/1983 - 11/18/1985
FIRST INTERREGIONAL EQUITY CORP.
IA
Issued 03/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/14/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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