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Paul Constantine Mantzoros

Alliance-ONE Investments, LLC

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About Paul Constantine Mantzoros

Paul Constantine Mantzoros is a financial advisor who has been in the industry since May 17, 2003. Paul is currently registered with Alliance-ONE Investments, LLC. Paul has previously been registered with MetLife Investors Distribution Company, MML Distributors, LLC, MetLife Securities Inc., New England Securities, and Tower Square Securities, Inc. Paul holds the Series 6, Series 26, and Series 63 licenses.

Firm Information

Paul Mantzoros is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Mantzoros’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NY

05/02/2017 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CT

12/09/2016 - 03/02/2017

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

03/02/2010 - 06/01/2015

METLIFE SECURITIES INC. (BLOOMFIELD CT)

CT

03/02/2010 - 01/02/2015

NEW ENGLAND SECURITIES (BLOOMFIELD CT)

CT

01/01/2008 - 09/21/2012

METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)

CA

03/02/2010 - 01/03/2012

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CT

07/01/1999 - 03/13/2002

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

CT

11/21/1995 - 07/08/1999

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Constantine Mantzoros.
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