Unclaimed
Paul Constantine Mantzoros is a financial advisor who has been in the industry since May 17, 2003. Paul is currently registered with Alliance-ONE Investments, LLC. Paul has previously been registered with MetLife Investors Distribution Company, MML Distributors, LLC, MetLife Securities Inc., New England Securities, and Tower Square Securities, Inc. Paul holds the Series 6, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NY
05/02/2017 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CT
12/09/2016 - 03/02/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
03/02/2010 - 06/01/2015
METLIFE SECURITIES INC. (BLOOMFIELD CT)
CT
03/02/2010 - 01/02/2015
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
CT
01/01/2008 - 09/21/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CA
03/02/2010 - 01/03/2012
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
07/01/1999 - 03/13/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
11/21/1995 - 07/08/1999
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 03/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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