Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Comer Listerman is a financial advisor with over 30 years of experience in the industry. Paul has worked with a number of firms during his career including Reynolds DeWitt Securities Company, Dean Witter Reynolds Inc., McDonald Investments Inc. and A. G. Edwards & Sons, Inc. Paul is currently registered with Wells Fargo Clearing Services, LLC in Ohio, Kentucky and Texas. Paul has a wide range of certifications and experience, and specializes in providing financial planning, investment consulting services to institutional clients, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/20/2010 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
KY
12/14/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAKESIDE PARK KY)
OH
08/27/1999 - 12/19/2006
MCDONALD INVESTMENTS INC. (CINCINNATI OH)
NY
07/20/1989 - 09/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OH
03/28/1987 - 07/20/1989
REYNOLDS DEWITT SECURITIES COMPANY (CINCINNATI OH)
IA
Issued 12/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1992
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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