Unclaimed
Paul Clinton Miller is a financial advisor with LPL Financial LLC. Paul has been in the financial services industry since 1988. Paul has a wide range of experience and specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services. Paul is registered with the following securities authorities: FINRA, and the state of New York. Paul has previously worked for CETERA ADVISOR NETWORKS LLC, NORTH RIDGE SECURITIES CORP., USLIFE EQUITY SALES CORP., and W. S. GRIFFITH & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/19/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
02/01/2019 - 10/19/2021
CETERA ADVISOR NETWORKS LLC (MELVILLE NY)
NY
12/05/1991 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
12/20/1988 - 12/10/1991
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CT
05/25/1988 - 12/05/1988
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 11/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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