Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Clifford Serie is a financial advisor with Stratos Wealth Partners, Ltd. Paul has been in the financial services industry since 1999. Paul has a Series 7, Series 63, Series 66 and SIE license. Currently, Paul is registered with the State of New York, State of Florida, State of Texas, State of Pennsylvania, State of Indiana and State of Oregon. Paul also holds a license to sell non-variable life and health insurance. Paul's previous employers include TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, and GRAYSON FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
NY
04/04/2022 - Present
Stratos Wealth Partners, Ltd. (Garden City NY)
NY
10/01/2010 - 03/02/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MELVILLE NY)
NY
08/29/2005 - 02/21/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
07/20/2000 - 08/23/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
10/08/1999 - 07/14/2000
GRAYSON FINANCIAL LLC (RED BANK NJ)
BOTH
Issued 12/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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