Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Wharf is a financial advisor with IP Financial Advisory Services LLC. Paul has been in the industry since 2001 and has a Series 6, Series 63, Series 65, and SIE license. Paul specializes in providing financial planning, portfolio management, and consulting services to qualified retirement plans. Paul has worked with many firms over the years including Northern Lights Distributors, LLC, Triad Advisors LLC, and Enspire Investments. Paul also has experience working with Nexbank Securities Inc and Highland Capital Funds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
03/06/2024 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
NE
06/11/2021 - 03/02/2022
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
07/31/2020 - 11/12/2020
TRIAD ADVISORS LLC (Woburn MA)
PA
03/12/2018 - 06/21/2018
ENSPIRE INVESTMENTS (BERWYN PA)
TX
02/12/2015 - 03/22/2016
NEXBANK SECURITIES INC (DALLAS TX)
TX
12/12/2013 - 03/22/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
08/19/2013 - 02/04/2014
NEXBANK SECURITIES INC (DALLAS TX)
RI
02/12/2010 - 02/22/2012
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
TN
02/18/2000 - 10/13/2008
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
RI
01/01/1996 - 02/03/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
05/05/1995 - 12/20/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
08/12/1993 - 04/21/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
06/21/1991 - 07/06/1993
NASL FINANCIAL SERVICES, INC. (BOSTON MA)
IA
Issued 04/23/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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