Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Christopher Smith is a financial advisor with over 20 years of experience in the industry. He is currently registered with Pimco Investments LLC and holds the Series 7, Series 63, and SIE licenses. Paul has previously worked for Nuveen Investments, LLC, AIG SunAmerica Capital Services, Inc., Lord Abbett Distributor LLC, UBS Paine Webber Inc. and Prudential Securities Incorporated. Paul is a highly experienced and knowledgeable financial advisor who can help you meet your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/01/2011 - Present
Pimco Investments LLC (Austin TX)
IL
10/07/2004 - 02/07/2011
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
NJ
03/05/2004 - 09/17/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
02/28/2002 - 12/02/2003
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NJ
09/17/1999 - 02/26/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/19/1997 - 09/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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