Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Christopher Rogers is a financial advisor based in Groton, Connecticut. Paul has been in the industry since 1985 and holds the Series 6, Series 22, Series 63, and SIE licenses. Paul is currently employed by Osaic Institutions, Inc. and has been with the firm since November 2013. Prior to that, Paul worked at HARVEST CAPITAL LLC from May 2004 to November 2013. Paul has experience working at several other firms including MAIN STREET MANAGEMENT COMPANY, NEW ENGLAND SECURITIES, and FIRST INVESTORS CORPORATION. Paul specializes in working with individuals, corporations, and charitable organizations. Paul has a proven track record of success in providing clients with financial planning, investment advice, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/20/2013 - Present
Osaic Institutions, Inc. (GROTON CT)
CT
05/19/2004 - 11/20/2013
HARVEST CAPITAL LLC (GROTON CT)
MA
01/06/1992 - 05/17/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
01/20/1988 - 12/19/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/22/1985 - 12/03/1987
FIRST INVESTORS CORPORATION
BC
Issued 09/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Rogers is the right advisor for you? Invested Better is here to help.
