Unclaimed
Paul Christian Slivon is a financial professional with over 40 years of experience in the securities industry. Paul is currently registered with Stifel, Nicolaus & Company, Inc., a broker-dealer and investment advisor. Paul has a diverse background, having worked with several firms throughout his career, including Thomas Weisel Partners LLC, BancBoston Robertson Stephens Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC, and Everen Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREENWOOD VILLAGE CO)
CA
01/27/1999 - 05/17/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 01/27/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
02/11/1993 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
MO
09/04/1990 - 01/13/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
12/01/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
04/25/1985 - 12/05/1988
L.H. FRIEND & COMPANY
NA
07/20/1983 - 05/08/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 03/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/1987
Series 24 - General Securities Principal Examination
BC
Issued 08/21/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1984
Series 5 - Interest Rate Options Examination
BC
Issued 04/05/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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