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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Christian Morgan is a financial advisor with Raymond James & Associates, Inc., based in Mandeville, LA. Paul has been in the industry since 1995, and holds several licenses and certifications, including Series 7, 31, and 63 securities licenses, and a Series 65 investment advisor license. Paul is also a Certified Financial Planner. Prior to joining Raymond James, Paul was a registered representative with MORGAN KEEGAN & COMPANY, INC. and AMSOUTH INVESTMENT SERVICES, INC. Paul's previous experience also includes a position with MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
01/05/2018 - Present
Raymond James & Associates, Inc. (Mandeville LA)
LA
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NEW ORLEANS LA)
LA
10/21/2002 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (GRETNA LA)
NY
06/15/1995 - 10/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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