Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Chen is a financial advisor with J.P. Morgan Securities LLC. Paul Chen has been in the industry since 2014 and has a wide range of experience in providing financial advice. Paul Chen has passed the Series 7, Series 9, Series 10, Series 24, Series 66, and SIE exams and is registered to provide financial advice in multiple states. Paul Chen has worked for several firms in the past, including Morgan Stanley, Wedbush Securities Inc., and AXA Advisors, LLC. Paul Chen is currently also an employee of JPMorgan Bank and is able to offer certain bank products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/02/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
CA
10/30/2018 - 05/11/2022
MORGAN STANLEY (Irvine CA)
OH
09/11/2017 - 09/20/2018
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
CA
08/26/2015 - 07/05/2016
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
07/16/2014 - 07/29/2015
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 08/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Chen is the right advisor for you? Invested Better is here to help.
