Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Charles Schwartz is a financial advisor with over 29 years of experience in the industry. Paul is currently registered with Cetera Investment Advisers LLC and has a Series 6, 7, 63 and 65 license as well as the SIE. Paul has previously worked with Pacific West Securities, Inc., Capital Financial Services, Inc., United Heritage Financial Services, Inc., Stephen A. Kohn & Associates, LTD, and WMA Securities, Inc. Paul has been a financial advisor in Utah since 2008. Paul also owns and operates The Logan Agency, an insurance business, in Logan, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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UT
03/21/2024 - Present
Cetera Investment Advisers LLC (LOGAN UT)
UT
01/11/2008 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (LOGAN UT)
UT
03/07/2007 - 01/15/2008
CAPITAL FINANCIAL SERVICES, INC. (LOGAN UT)
UT
12/17/1998 - 03/07/2007
UNITED HERITAGE FINANCIAL SERVICES, INC. (LOGAN UT)
FL
11/07/1997 - 01/06/1999
STEPHEN A. KOHN & ASSOCIATES, LTD. (LUTZ FL)
GA
11/29/1994 - 11/21/1997
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 6/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/3/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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