Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Charles Sanit is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the industry since March 20, 1985. Paul is also registered with the states of California and Texas as a broker-dealer. Paul previously worked at Wachovia Securities, LLC, Chase Manhattan Investment Services, Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Paul has passed the Series 63, 65, 7, 8, 9, and 10 exams. Paul is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
07/01/1996 - 07/26/2007
WACHOVIA SECURITIES, LLC (SAN DIEGO CA)
IL
06/22/1993 - 06/28/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
05/14/1988 - 07/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 7/8/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/10/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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