Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Charles Sanit is a registered investment advisor with over 38 years of experience in the financial industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with more than $1 trillion in assets under management. Paul has also held positions with WACHOVIA SECURITIES, LLC, CHASE MANHATTAN INVESTMENT SERVICES, INC., LEHMAN BROTHERS INC. and E. F. HUTTON & COMPANY INC. He holds a variety of securities licenses, including Series 7, 10, 9, 63, 65 and SIE. Paul specializes in providing investment advice to individuals, businesses, corporations, pension plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
07/01/1996 - 07/26/2007
WACHOVIA SECURITIES, LLC (SAN DIEGO CA)
IL
06/22/1993 - 06/28/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
05/14/1988 - 07/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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