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Paul Charles Lucas

Pimco Investments LLC

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About Paul Charles Lucas

Paul Charles Lucas is a financial advisor with over 25 years of experience in the industry. Paul is currently registered with Pimco Investments LLC in Newport Beach, CA. Prior to joining Pimco, Paul was with Blackrock Investments, LLC in Princeton, NJ. Paul is licensed to provide investment advice in all 50 states. Paul is a Series 3, 6, 7, 63, 65, 66 licensed professional. Paul has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Paul Lucas is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Lucas’s Registration & Firm History

CA

07/06/2018 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NJ

09/29/2006 - 05/31/2018

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

NY

10/15/2004 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

CO

01/29/1999 - 09/20/2004

JANUS DISTRIBUTORS LLC (DENVER CO)

CA

01/22/1998 - 11/25/1998

MAM SECURITIES, LLC (SAN FRANCISCO CA)

NY

01/18/1994 - 01/27/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/13/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/29/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Charles Lucas.
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