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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Charles Buckles is an investment advisor representative for Raymond James & Associates, Inc. Paul has over 16 years of experience in the financial industry and has been registered with the Securities and Exchange Commission (SEC) since 2007. Paul is a licensed investment advisor representative in Michigan, California, Colorado, Illinois, North Carolina, Utah and Washington. Paul has also passed the Series 6, 7, and 63 exams as well as the SIE and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
09/13/2017 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
10/01/2012 - 01/10/2017
J.P. MORGAN SECURITIES LLC (BLOOMFIELD HILLS MI)
MI
08/18/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BIRMINGHAM MI)
MI
10/17/2007 - 07/03/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TROY MI)
IA
Issued 03/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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