Unclaimed
Paul Becht is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Paul is a registered representative in 42 states, including Illinois, Nevada, Texas and Wisconsin. Paul has over 25 years of experience in the financial services industry. He is a Series 6, 7, 10, 63, 65, and SIE licensed advisor. Paul specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. He is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/16/2018 - Present
Wells Fargo Advisors Financial Network, LLC (MOKENA IL)
WI
07/01/2003 - 03/16/2018
WELLS FARGO CLEARING SERVICES, LLC (MEQUON WI)
NY
02/04/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/16/1996 - 01/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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