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Paul Cashman

FIS Brokerage & Securities Services LLC

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About Paul Cashman

Paul Cashman is a securities professional with over 15 years of experience in the industry. Paul is currently registered with FIS Brokerage & Securities Services LLC in Bolingbrook, Illinois. Paul has held previous positions with Sungard Brokerage & Securities Services, LLC, Assent LLC, Rumson Capital, LLC, and Schonfeld Securities, LLC. Paul holds the Series 7, Series 55, Series 63, Series 99TO, and SIE licenses.

Firm Information

Paul Cashman is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Cashman’s Registration & Firm History

IL

12/24/2014 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

NJ

08/21/2007 - 12/31/2012

SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (JERSEY CITY NJ)

IL

02/09/2004 - 04/27/2005

ASSENT LLC (BOLINGBROOK IL)

NY

03/15/2002 - 05/08/2003

RUMSON CAPITAL, LLC (MONTEBELLO NY)

NY

08/16/2002 - 11/29/2002

SCHONFELD SECURITIES, LLC (JERICHO NY)

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Licenses & Designations

BC

Issued 03/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Paul Cashman. Review regulatory record here.
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