Unclaimed
Paul Cashman is a securities professional with over 15 years of experience in the industry. Paul is currently registered with FIS Brokerage & Securities Services LLC in Bolingbrook, Illinois. Paul has held previous positions with Sungard Brokerage & Securities Services, LLC, Assent LLC, Rumson Capital, LLC, and Schonfeld Securities, LLC. Paul holds the Series 7, Series 55, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/24/2014 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
NJ
08/21/2007 - 12/31/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (JERSEY CITY NJ)
IL
02/09/2004 - 04/27/2005
ASSENT LLC (BOLINGBROOK IL)
NY
03/15/2002 - 05/08/2003
RUMSON CAPITAL, LLC (MONTEBELLO NY)
NY
08/16/2002 - 11/29/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
BC
Issued 03/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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