Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Casey Williams is a financial advisor with over 45 years of experience in the industry. Paul has worked with XMS Capital Partners, LLC since July 2017. Prior to that, Paul was with Nuveen Securities, LLC for over 40 years, beginning in 1973. Paul is registered with FINRA and holds the Series 7TO, Series 63 and Series 00 licenses. Paul also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/31/2017 - Present
XMS Capital Partners, LLC (Chicago IL)
CA
11/27/1973 - 08/05/2015
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1973
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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