Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Carter is a financial advisor with over 10 years of experience in the industry. Paul is currently registered with Cetera Investment Advisers LLC. Paul is a Certified Financial Planner and holds a Series 7, 9, 10, 63, 4, and SIE licenses. Paul provides a variety of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting. Paul has been active in the financial industry since 2015 and has worked with a variety of firms including Merrill Lynch, BBT Investments, and Northwestern Mutual Investment Services, LLC. Paul is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/01/2022 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/14/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NC
11/03/2018 - 12/22/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
01/02/2018 - 10/26/2018
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
06/01/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
12/16/2015 - 05/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 6/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/7/2022
Series 4 - Registered Options Principal Examination
BC
Issued 1/15/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/5/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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