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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Carter is a financial advisor with Cetera Investment Advisers LLC. Paul is a Certified Financial Planner. Paul provides financial planning, pension consulting, and educational seminars. Paul's firm is Cetera Investment Advisers LLC, which has offices in Schaumburg, IL and SAN DIEGO, CA. Cetera Investment Advisers LLC has over 100 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/01/2022 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/14/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NC
11/03/2018 - 12/22/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
01/02/2018 - 10/26/2018
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
06/01/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
12/16/2015 - 05/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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