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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Carmen Miller is a financial advisor with over 40 years of experience in the industry. Paul is currently registered with LPL Financial LLC and provides financial planning, consulting, and portfolio management for individuals, businesses, and institutions. Paul has a strong background in the securities industry and holds the Series 6, Series 22, Series 63, and SIE licenses. Paul holds the Chartered Financial Consultant designation. Prior to joining LPL Financial LLC, Paul worked with OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC, AMERITAS INVESTMENT CORP., FINANCIAL NETWORK INVESTMENT CORPORATION, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, and MORAMERICA FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
08/02/2024 - Present
LPL Financial LLC (MAQUOKETA IA)
IA
11/02/2018 - 08/06/2024
OSAIC WEALTH, INC. (Maquoketa IA)
IA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MAQUOKETA IA)
IA
01/03/2006 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MAQUOKETA IA)
NE
08/15/1996 - 12/31/2005
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CA
01/02/1996 - 08/20/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
09/14/1992 - 12/31/1995
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
AZ
11/19/1989 - 09/22/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
05/01/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/09/1985 - 04/01/1987
BERTHEL, FISHER & FLEISCHMAN FINANCIAL SERVICES, INC.
NA
10/07/1983 - 09/10/1984
MORAMERICA FINANCIAL SERVICES, INC.
NA
04/22/1982 - 03/30/1984
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 02/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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