Unclaimed
Paul Carmelo Gregory is a financial advisor registered with Vanguard Marketing Corp.. Paul has been in the industry since February 6, 2008. Paul is licensed to conduct business in Pennsylvania. Paul is also licensed to offer securities products through the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Uniform Combined State Law Examination (Series 66). Paul has previously worked with Ameriprise Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/09/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
11/21/2007 - 04/21/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CONSHOHOCKEN PA)
BOTH
Issued 01/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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