Unclaimed
Paul Carlyle Dunlap is a financial advisor with Cambridge Investment Research, Inc. based in Keokuk, Iowa. Paul has been in the industry since January 1, 2011. Paul holds the Series 6, SIE and Series 63 licenses and is registered to conduct business in Arizona, California, Illinois, Iowa, Maryland, Minnesota, Missouri, North Dakota, Texas, and Virginia. Paul previously worked at BROKER DEALER FINANCIAL SERVICES CORP. and QUESTAR CAPITAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
10/20/2018 - Present
Cambridge Investment Research, Inc. (KEOKUK IA)
IA
07/02/2018 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (KEOKUK IA)
IA
09/30/2015 - 07/03/2018
QUESTAR CAPITAL CORPORATION (KEOKUK IA)
IA
01/01/2011 - 10/06/2015
WOODBURY FINANCIAL SERVICES, INC. (KEOKUK IA)
BC
Issued 03/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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