Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul C. Yang is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the industry for over 11 years and is licensed to offer securities advice in Connecticut and New York. Paul has previously worked with Oppenheimer & Co. Inc. and Opus Trading Fund LLC. In addition to being an advisor, Paul works with Instructional Connections as an Academic Coach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/02/2011 - 08/17/2012
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/17/2010 - 03/23/2010
GENESIS SECURITIES, LLC (NEW YORK NY)
AZ
06/24/2009 - 10/29/2009
ECHOTRADE LLC (PHOENIX AZ)
NY
07/17/2006 - 01/08/2008
OPUS TRADING FUND LLC (JERICHO NY)
BOTH
Issued 01/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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