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Paul C Lenihan

Daiwa Capital Markets America Inc.

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About Paul C Lenihan

Paul Lenihan is a financial advisor currently registered with Daiwa Capital Markets America Inc. Paul has over 30 years of experience in the financial services industry and has held positions at several firms, including CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., and Lehman Brothers Inc. Paul holds multiple licenses and registrations, including Series 3, 4, 7, 16, 24, 63 and the SIE. Paul's experience and expertise allow him to provide a wide range of financial services to clients.

Firm Information

Paul Lenihan is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Lenihan’s Registration & Firm History

NY

10/03/2017 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

03/05/2013 - 05/05/2017

CLSA AMERICAS, LLC (NEW YORK NY)

NY

05/03/2005 - 06/06/2013

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

12/02/1998 - 11/22/2004

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

06/29/1998 - 10/27/1998

WARBURG DILLON READ LLC (NEW YORK NY)

CT

09/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

02/24/1997 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NY

05/04/1994 - 11/27/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/20/1988 - 04/27/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 02/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/13/1998

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/1998

Series 3 - National Commodity Futures Examination

BC

Issued 09/25/1996

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul C Lenihan.
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