Unclaimed
Paul Lenihan is a financial advisor currently registered with Daiwa Capital Markets America Inc. Paul has over 30 years of experience in the financial services industry and has held positions at several firms, including CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., and Lehman Brothers Inc. Paul holds multiple licenses and registrations, including Series 3, 4, 7, 16, 24, 63 and the SIE. Paul's experience and expertise allow him to provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2017 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/05/2013 - 05/05/2017
CLSA AMERICAS, LLC (NEW YORK NY)
NY
05/03/2005 - 06/06/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
12/02/1998 - 11/22/2004
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/29/1998 - 10/27/1998
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
02/24/1997 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
05/04/1994 - 11/27/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/20/1988 - 04/27/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/13/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1998
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/1996
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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