Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Groves is a financial advisor with Morgan Stanley in Scottsdale, Arizona. Paul has been working in the financial services industry since March 2006. Paul holds Series 63, 66, 7, 9, 10, and SIE licenses. Paul is registered with FINRA and has a current registration as an Investment Advisor Representative with the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
05/12/2020 - Present
Morgan Stanley (Scottsdale AZ)
AZ
10/01/2008 - 05/11/2015
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
03/15/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SCOTTSDALE AZ)
BOTH
Issued 01/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Groves is the right advisor for you? Invested Better is here to help.
