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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Doherty is an investment advisor representative at Morgan Stanley. Paul Doherty has been in the securities industry since 1996. Paul Doherty is currently registered with FINRA and the state of Florida. Paul Doherty is also registered with the state of Texas as an investment advisor representative. Prior to joining Morgan Stanley, Paul Doherty was employed by WELLS FARGO CLEARING SERVICES, LLC, EDWARD JONES, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CIBC WORLD MARKETS CORP., J. B. HANAUER & CO., and HALPERT AND COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/13/2022 - Present
Morgan Stanley (Aventura FL)
FL
10/17/2013 - 06/07/2022
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
MO
12/22/2010 - 01/05/2012
EDWARD JONES (ST LOUIS MO)
CA
03/17/2003 - 02/08/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LA MESA CA)
NY
07/31/2000 - 08/10/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
11/13/1996 - 08/02/2000
J. B. HANAUER & CO. (PARSIPPANY NJ)
NJ
02/28/1996 - 10/30/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 05/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/02/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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