Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bryan Berman is an active investment advisor and registered representative with Raymond James & Associates, Inc. in Beverly Hills, CA. Paul has over 40 years of experience in the financial industry and is registered in multiple states across the country. Paul has a strong background in portfolio management for individuals, businesses, and pension consulting. Prior to joining Raymond James & Associates, Inc., Paul was a registered representative with RBC Capital Markets, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., Sutro & Co. Incorporated, Drexel Burnham Lambert Incorporated, and Bateman Eichler, Hill Richards, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/09/2020 - Present
Raymond James & Associates, Inc. (BEVERLY HILLS CA)
CA
05/25/2007 - 02/06/2015
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
07/01/2003 - 05/30/2007
WACHOVIA SECURITIES, LLC (LOS ANGELES CA)
NY
09/22/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/27/1997 - 09/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/18/1989 - 05/19/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
01/20/1987 - 07/18/1989
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
06/11/1982 - 02/17/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/26/1981 - 06/28/1982
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/29/1980 - 07/17/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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