Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bruce Bufty is a financial advisor with over 29 years of experience in the industry. Paul is currently registered with Lion Street Financial, LLC in Yardley, Pennsylvania. Paul has previously worked at Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, and Trusted Securities Advisors Corp. Paul holds Series 6 and Series 63 licenses and the SIE exam. Paul is registered with the state of Arizona, Delaware, Florida, Kentucky, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/15/2016 - Present
Lion Street Financial, LLC (Yardley PA)
PA
12/05/2008 - 08/23/2016
WOODBURY FINANCIAL SERVICES, INC. (SOUTHAMPTON PA)
PA
06/01/2005 - 12/12/2008
AXA ADVISORS, LLC (BALA CYNWYD PA)
NY
08/04/1993 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/26/2001 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
BC
Issued 08/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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